#1Adirondack Financial Services Corp
ADIRONDACK FINANCIAL SERVICES CORP
Based in Utica, NY
Retirement Plan Advisors in Utica, NY
The top-ranked retirement plan advisors serving Utica, NY are Adirondack Financial Services Corp, Caruso Mclean & Co., Inc. and Strategic Financial Services. We list 6 retirement plan advisors serving Utica, NY. 6 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Utica, NY (Oneida County). 6 providers, 6 of the top 6 verified against federal or state records. Registry records checked on 2026-11-04.
Top 6 ranked retirement plan advisors for Utica
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Adirondack Financial Services Corp | SEC-registered investment adviser (CRD)#126155 | Utica, NY | (315) 724-4186 |
| 2 | Caruso Mclean & Co., Inc. | SEC-registered investment adviser (CRD)#126084 | Utica, NY | (315) 724-5105 |
| 3 | Strategic Financial Services | SEC-registered investment adviser (CRD)#109677 | Utica, NY | (315) 724-1776 |
| 4 | Ascent Wealth Partners, LLC | SEC-registered investment adviser (CRD)#158898 | New Hartford, NY (4 mi) | (315) 624-7300 |
| 5 | Kane Financial | SEC-registered investment adviser (CRD)#291231 | Waterville, NY (14 mi) | (315) 801-9028 |
| 6 | Dark Horse Wealth LLC | SEC-registered investment adviser (CRD)#159999 | Cazenovia, NY (34 mi) | (315) 559-2834 |
#2Caruso Mclean & Co., Inc.
CARUSO MCLEAN & CO., INC.Based in Utica, NY#3Strategic Financial Services
STRATEGIC FINANCIAL SERVICES, INC.Based in Utica, NY#4Ascent Wealth Partners, LLC
ASCENT WEALTH PARTNERS, LLCServes this area from New Hartford, NY (4 mi)#5Kane Financial
KANE FINANCIAL, LLCServes this area from Waterville, NY (14 mi)#6Dark Horse Wealth LLC
DARK HORSE WEALTH LLCServes this area from Cazenovia, NY (34 mi)
Request quotes
Frequently asked questions
How many retirement plan advisors serve Utica?
We list 6 retirement plan advisors serving Utica, NY: 3 based there and 3 serving it from nearby. 6 of the top 6 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Utica?
The top-ranked retirement plan advisors serving Utica, NY are Adirondack Financial Services Corp, Caruso Mclean & Co., Inc., Strategic Financial Services, Ascent Wealth Partners, LLC and Kane Financial. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Utica are verified against official records?
6 of the top 6 match an active official record: Adirondack Financial Services Corp (U.S. Securities and Exchange Commission), Caruso Mclean & Co., Inc. (U.S. Securities and Exchange Commission), Strategic Financial Services (U.S. Securities and Exchange Commission), Ascent Wealth Partners, LLC (U.S. Securities and Exchange Commission) and Kane Financial (U.S. Securities and Exchange Commission), and 1 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .