#1Nbt Capital Management, Inc.
NBT CAPITAL MANAGEMENT, INC.
Serves this area from Norwich, NY (26 mi)
Retirement Plan Advisors in Otsego County, NY
The top-ranked retirement plan advisors serving Otsego County, NY are Nbt Capital Management, Inc., Kane Financial and Fenimore Asset Management, Inc.. We list 8 retirement plan advisors serving Otsego County, NY. 8 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Otsego County, NY. 8 providers, 8 of the top 8 verified against federal or state records. Registry records checked on 2026-11-04.
Top 8 ranked retirement plan advisors for Otsego County
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Nbt Capital Management, Inc. | SEC-registered investment adviser (CRD)#104932 | Norwich, NY (26 mi) | (607) 584-4141 |
| 2 | Kane Financial | SEC-registered investment adviser (CRD)#291231 | Waterville, NY (27 mi) | (315) 801-9028 |
| 3 | Fenimore Asset Management, Inc. | SEC-registered investment adviser (CRD)#110946 | Cobleskill, NY (28 mi) | (518) 234-4393 |
| 4 | Ascent Wealth Partners, LLC | SEC-registered investment adviser (CRD)#158898 | New Hartford, NY (34 mi) | (315) 624-7300 |
| 5 | Caruso Mclean & Co., Inc. | SEC-registered investment adviser (CRD)#126084 | Utica, NY (34 mi) | (315) 724-5105 |
| 6 | Adirondack Financial Services Corp | SEC-registered investment adviser (CRD)#126155 | Utica, NY (34 mi) | (315) 724-4186 |
| 7 | Strategic Financial Services | SEC-registered investment adviser (CRD)#109677 | Utica, NY (34 mi) | (315) 724-1776 |
| 8 | Dark Horse Wealth LLC | SEC-registered investment adviser (CRD)#159999 | Cazenovia, NY (47 mi) | (315) 559-2834 |
#2Kane Financial
KANE FINANCIAL, LLCServes this area from Waterville, NY (27 mi)#3Fenimore Asset Management, Inc.
FENIMORE ASSET MANAGEMENT, INC.Serves this area from Cobleskill, NY (28 mi)#4Ascent Wealth Partners, LLC
ASCENT WEALTH PARTNERS, LLCServes this area from New Hartford, NY (34 mi)#5Caruso Mclean & Co., Inc.
CARUSO MCLEAN & CO., INC.Serves this area from Utica, NY (34 mi)#6Adirondack Financial Services Corp
ADIRONDACK FINANCIAL SERVICES CORPServes this area from Utica, NY (34 mi)#7Strategic Financial Services
STRATEGIC FINANCIAL SERVICES, INC.Serves this area from Utica, NY (34 mi)#8Dark Horse Wealth LLC
DARK HORSE WEALTH LLCServes this area from Cazenovia, NY (47 mi)
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Frequently asked questions
How many retirement plan advisors serve Otsego County?
We list 8 retirement plan advisors serving Otsego County, NY: 0 based there and 8 serving it from nearby. 8 of the top 8 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Otsego County?
The top-ranked retirement plan advisors serving Otsego County, NY are Nbt Capital Management, Inc., Kane Financial, Fenimore Asset Management, Inc., Ascent Wealth Partners, LLC and Caruso Mclean & Co., Inc.. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Otsego County are verified against official records?
8 of the top 8 match an active official record: Nbt Capital Management, Inc. (U.S. Securities and Exchange Commission), Kane Financial (U.S. Securities and Exchange Commission), Fenimore Asset Management, Inc. (U.S. Securities and Exchange Commission), Ascent Wealth Partners, LLC (U.S. Securities and Exchange Commission) and Caruso Mclean & Co., Inc. (U.S. Securities and Exchange Commission), and 3 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .
Communities served
Oneonta, West End, Cooperstown, Richfield Springs, Unadilla, Worcester, Otego, Edmeston, Hartwick, Morris, Schenevus, Cherry Valley, Milford, Hartwick Seminary, Springfield Center, Gilbertsville, East Worcester, Wells Bridge, Fly Creek, Unadilla Forks, Laurens, Schuyler Lake, Portlandville, Mount Vision, Westford, Burlington Flats, South Edmeston, Garrattsville