#1Strategic Financial Services
STRATEGIC FINANCIAL SERVICES, INC.
Serves this area from Utica, NY (14 mi)
Retirement Plan Advisors in Rome, NY
The top-ranked retirement plan advisors serving Rome, NY are Strategic Financial Services, Caruso Mclean & Co., Inc. and Ascent Wealth Partners, LLC. We list 6 retirement plan advisors serving Rome, NY. 6 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Rome, NY (Oneida County). 6 providers, 6 of the top 6 verified against federal or state records. Registry records checked on 2026-11-04.
Top 6 ranked retirement plan advisors for Rome
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Strategic Financial Services | SEC-registered investment adviser (CRD)#109677 | Utica, NY (14 mi) | (315) 724-1776 |
| 2 | Caruso Mclean & Co., Inc. | SEC-registered investment adviser (CRD)#126084 | Utica, NY (14 mi) | (315) 724-5105 |
| 3 | Ascent Wealth Partners, LLC | SEC-registered investment adviser (CRD)#158898 | New Hartford, NY (14 mi) | (315) 624-7300 |
| 4 | Adirondack Financial Services Corp | SEC-registered investment adviser (CRD)#126155 | Utica, NY (16 mi) | (315) 724-4186 |
| 5 | Kane Financial | SEC-registered investment adviser (CRD)#291231 | Waterville, NY (21 mi) | (315) 801-9028 |
| 6 | Dark Horse Wealth LLC | SEC-registered investment adviser (CRD)#159999 | Cazenovia, NY (28 mi) | (315) 559-2834 |
#2Caruso Mclean & Co., Inc.
CARUSO MCLEAN & CO., INC.Serves this area from Utica, NY (14 mi)#3Ascent Wealth Partners, LLC
ASCENT WEALTH PARTNERS, LLCServes this area from New Hartford, NY (14 mi)#4Adirondack Financial Services Corp
ADIRONDACK FINANCIAL SERVICES CORPServes this area from Utica, NY (16 mi)#5Kane Financial
KANE FINANCIAL, LLCServes this area from Waterville, NY (21 mi)#6Dark Horse Wealth LLC
DARK HORSE WEALTH LLCServes this area from Cazenovia, NY (28 mi)
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Frequently asked questions
How many retirement plan advisors serve Rome?
We list 6 retirement plan advisors serving Rome, NY: 0 based there and 6 serving it from nearby. 6 of the top 6 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Rome?
The top-ranked retirement plan advisors serving Rome, NY are Strategic Financial Services, Caruso Mclean & Co., Inc., Ascent Wealth Partners, LLC, Adirondack Financial Services Corp and Kane Financial. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Rome are verified against official records?
6 of the top 6 match an active official record: Strategic Financial Services (U.S. Securities and Exchange Commission), Caruso Mclean & Co., Inc. (U.S. Securities and Exchange Commission), Ascent Wealth Partners, LLC (U.S. Securities and Exchange Commission), Adirondack Financial Services Corp (U.S. Securities and Exchange Commission) and Kane Financial (U.S. Securities and Exchange Commission), and 1 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .