#1Annex Wealth Management, LLC
ANNEX ADVISORY SERVICES, LLC
Based in Brookfield, WI
Retirement Plan Advisors in Waukesha County, WI
The top-ranked retirement plan advisors serving Waukesha County, WI are Annex Wealth Management, LLC, Charter Capital Management, Inc and Entasis Asset Management LLC. We list 21 retirement plan advisors serving Waukesha County, WI. 21 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Waukesha County, WI. 21 providers, 10 of the top 10 verified against federal or state records. Registry records checked on 2026-11-04.
Top 10 ranked retirement plan advisors for Waukesha County
#2Charter Capital Management, Inc
CHARTER CAPITAL MANAGEMENT, LLCBased in Brookfield, WI#3Entasis Asset Management LLC
ENTASIS ASSET MANAGEMENT LLCBased in Brookfield, WI#4Francis LLC
FRANCIS LLCBased in Brookfield, WI#5Granite Financial Group
GRANITE FINANCIAL GROUP, LLCBased in Brookfield, WI#6Lasalle Investment Advisors, Inc.
LASALLE INVESTMENT ADVISORS, INC.Based in Pewaukee, WI#7Paladin Partners
PALADIN PARTNERS, LLCBased in Hartland, WI#8Sterling Capital Management Inc
STERLING CAPITAL MANAGEMENT INCBased in Brookfield, WI#9Tidal Investments LLC
TIDAL INVESTMENTS LLCServes this area from Milwaukee, WI (20 mi)#10Alpha Investment Consulting Group, LLC
ALPHA INVESTMENT CONSULTING GROUP, LLCServes this area from Milwaukee, WI (20 mi)
11 more providers serving this area
- Johnson Wealth Inc., Milwaukee, WI (20 mi)
- Robert W. Baird & Co. Incorporated, Milwaukee, WI (20 mi)
- Richmond Investment Services LLC, Mequon, WI (21 mi)
- Spectrum Investment Advisors, Inc., Mequon, WI (21 mi)
- Blackhawk Capital Partners, LLC, Thiensville, WI (22 mi)
- Denali Wealth Management, Inc., Mequon, WI (23 mi)
- Pjs Investment Management, Cedarburg, WI (25 mi)
- Capital Wealth Advisors, Ltd., West Bend, WI (27 mi)
- Coordinated Capital Securities, Inc., Fort Atkinson, WI (28 mi)
- Form Wealth Advisors, LLC, WI
- Plus Group Wealth Advisors, LLC, Belgium, WI (40 mi)
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Frequently asked questions
How many retirement plan advisors serve Waukesha County?
We list 21 retirement plan advisors serving Waukesha County, WI: 8 based there and 13 serving it from nearby. 10 of the top 10 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Waukesha County?
The top-ranked retirement plan advisors serving Waukesha County, WI are Annex Wealth Management, LLC, Charter Capital Management, Inc, Entasis Asset Management LLC, Francis LLC and Granite Financial Group. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Waukesha County are verified against official records?
10 of the top 10 match an active official record: Annex Wealth Management, LLC (U.S. Securities and Exchange Commission), Charter Capital Management, Inc (U.S. Securities and Exchange Commission), Entasis Asset Management LLC (U.S. Securities and Exchange Commission), Francis LLC (U.S. Securities and Exchange Commission) and Granite Financial Group (U.S. Securities and Exchange Commission), and 5 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .
Cities in Waukesha County
Communities served
Oconomowoc, Pewaukee, Sussex, Lisbon, Hartland, Waukesha, Mukwonago, Pewaukee, Vernon, Delafield, Elm Grove, Summit, Merton, Wales, Dousman, North Prairie, Eagle, Lannon, Butler, Big Bend, Nashotah, Oconomowoc Lake, Chenequa, Lac La Belle, North Lake