#1Windward Wealth Strategies, Inc.
WINDWARD WEALTH STRATEGIES, INC.
Serves this area from Oshkosh, WI (17 mi)
Retirement Plan Advisors in Fond du Lac County, WI
The top-ranked retirement plan advisors serving Fond du Lac County, WI are Windward Wealth Strategies, Inc., Capital Wealth Advisors, Ltd. and Iron Horse Asset Management LLC. We list 4 retirement plan advisors serving Fond du Lac County, WI. 4 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Fond du Lac County, WI. 4 providers, 4 of the top 4 verified against federal or state records. Registry records checked on 2026-11-04.
Top 4 ranked retirement plan advisors for Fond du Lac County
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Windward Wealth Strategies, Inc. | SEC-registered investment adviser (CRD)#175126 | Oshkosh, WI (17 mi) | (920) 230-2215 |
| 2 | Capital Wealth Advisors, Ltd. | SEC-registered investment adviser (CRD)#155263 | West Bend, WI (29 mi) | (262) 306-0066 |
| 3 | Iron Horse Asset Management LLC | SEC-registered investment adviser (CRD)#343529 | Neenah, WI (30 mi) | (920) 944-5480 |
| 4 | Conceptual Financial Advisors, LLC | SEC-registered investment adviser (CRD)#167513 | Appleton, WI (34 mi) | (920) 731-9500 |
#2Capital Wealth Advisors, Ltd.
CAPITAL WEALTH ADVISORS, LTD.Serves this area from West Bend, WI (29 mi)#3Iron Horse Asset Management LLC
IRON HORSE ASSET MANAGEMENT LLCServes this area from Neenah, WI (30 mi)#4Conceptual Financial Advisors, LLC
CONCEPTUAL FINANCIAL ADVISORS, LLCServes this area from Appleton, WI (34 mi)
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Frequently asked questions
How many retirement plan advisors serve Fond du Lac County?
We list 4 retirement plan advisors serving Fond du Lac County, WI: 0 based there and 4 serving it from nearby. 4 of the top 4 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Fond du Lac County?
The top-ranked retirement plan advisors serving Fond du Lac County, WI are Windward Wealth Strategies, Inc., Capital Wealth Advisors, Ltd., Iron Horse Asset Management LLC and Conceptual Financial Advisors, LLC. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Fond du Lac County are verified against official records?
4 of the top 4 match an active official record: Windward Wealth Strategies, Inc. (U.S. Securities and Exchange Commission), Capital Wealth Advisors, Ltd. (U.S. Securities and Exchange Commission), Iron Horse Asset Management LLC (U.S. Securities and Exchange Commission) and Conceptual Financial Advisors, LLC (U.S. Securities and Exchange Commission). Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .
Communities served
Fond du Lac, Ripon, North Fond du Lac, Campbellsport, St. Peter, Oakfield, Rosendale, Eden, Brandon, Taycheedah, St. Cloud, Mount Calvary, Fairwater, Van Dyne, Alto