#1Simco Financial
STEDFAST CAPITAL MANAGEMENT LLC
Serves this area from NY
Retirement Plan Advisors in Yates County, NY
The top-ranked retirement plan advisors serving Yates County, NY are Simco Financial, Transparent Wealth Consulting LLC and The Pitti Group Wealth Management, LLC. We list 8 retirement plan advisors serving Yates County, NY. 8 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Yates County, NY. 8 providers, 8 of the top 8 verified against federal or state records. Registry records checked on 2026-11-04.
Top 8 ranked retirement plan advisors for Yates County
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Simco Financial | SEC-registered investment adviser (CRD)#336660 | NY | (585) 750-2818 |
| 2 | Transparent Wealth Consulting LLC | SEC-registered investment adviser (CRD)#283193 | NY | (585) 202-0305 |
| 3 | The Pitti Group Wealth Management, LLC | SEC-registered investment adviser (CRD)#314685 | NY | (585) 337-4000 |
| 4 | Cooper/haims Advisors, LLC | SEC-registered investment adviser (CRD)#124122 | NY | (585) 248-6400 |
| 5 | Prosperity Advisory Group LLC | SEC-registered investment adviser (CRD)#310720 | NY | (585) 381-5900 |
| 6 | Lake Road Advisors, LLC | SEC-registered investment adviser (CRD)#281657 | Corning, NY (34 mi) | (607) 438-2914 |
| 7 | Alsworth Capital Management, LLC | SEC-registered investment adviser (CRD)#281417 | Corning, NY (34 mi) | (607) 973-2665 |
| 8 | Rooted Planning Group | SEC-registered investment adviser (CRD)#284120 | Corning, NY (34 mi) | (607) 438-2761 |
#2Transparent Wealth Consulting LLC
TRANSPARENT WEALTH CONSULTING LLCServes this area from NY#3The Pitti Group Wealth Management, LLC
THE PITTI GROUP WEALTH MANAGEMENT, LLCServes this area from NY#4Cooper/haims Advisors, LLC
COOPER/HAIMS ADVISORS, LLCServes this area from NY#5Prosperity Advisory Group LLC
PROSPERITY ADVISORY GROUP LLCServes this area from NY#6Lake Road Advisors, LLC
LAKE ROAD ADVISORS, LLCServes this area from Corning, NY (34 mi)#7Alsworth Capital Management, LLC
ALSWORTH CAPITAL MANAGEMENT, LLCServes this area from Corning, NY (34 mi)#8Rooted Planning Group
IRVINE WEALTH PLANNING STRATEGIES, LLCServes this area from Corning, NY (34 mi)
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Frequently asked questions
How many retirement plan advisors serve Yates County?
We list 8 retirement plan advisors serving Yates County, NY: 0 based there and 8 serving it from nearby. 8 of the top 8 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Yates County?
The top-ranked retirement plan advisors serving Yates County, NY are Simco Financial, Transparent Wealth Consulting LLC, The Pitti Group Wealth Management, LLC, Cooper/haims Advisors, LLC and Prosperity Advisory Group LLC. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Yates County are verified against official records?
8 of the top 8 match an active official record: Simco Financial (U.S. Securities and Exchange Commission), Transparent Wealth Consulting LLC (U.S. Securities and Exchange Commission), The Pitti Group Wealth Management, LLC (U.S. Securities and Exchange Commission), Cooper/haims Advisors, LLC (U.S. Securities and Exchange Commission) and Prosperity Advisory Group LLC (U.S. Securities and Exchange Commission), and 3 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .
Communities served
Penn Yan, Dundee, Keuka Park, Rushville, Dresden