#1Lake Road Advisors, LLC
LAKE ROAD ADVISORS, LLC
Serves this area from Corning, NY (13 mi)
Retirement Plan Advisors in Elmira, NY
The top-ranked retirement plan advisors serving Elmira, NY are Lake Road Advisors, LLC, Rooted Planning Group and Alsworth Capital Management, LLC. We list 6 retirement plan advisors serving Elmira, NY. 6 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Elmira, NY (Chemung County). 6 providers, 6 of the top 6 verified against federal or state records. Registry records checked on 2026-11-04.
Top 6 ranked retirement plan advisors for Elmira
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Lake Road Advisors, LLC | SEC-registered investment adviser (CRD)#281657 | Corning, NY (13 mi) | (607) 438-2914 |
| 2 | Rooted Planning Group | SEC-registered investment adviser (CRD)#284120 | Corning, NY (13 mi) | (607) 438-2761 |
| 3 | Alsworth Capital Management, LLC | SEC-registered investment adviser (CRD)#281417 | Corning, NY (13 mi) | (607) 973-2665 |
| 4 | Fingerlakes Wealth Management, Inc. | SEC-registered investment adviser (CRD)#149709 | Ithaca, NY (29 mi) | (607) 257-1008 |
| 5 | New Horizon Financial Strategies, LLC | SEC-registered investment adviser (CRD)#125729 | Varna, NY (31 mi) | (607) 275-1275 |
| 6 | Cornell Pochily Investment Advisors, Inc. | SEC-registered investment adviser (CRD)#145355 | Lansing, NY (32 mi) | (607) 391-7080 |
#2Rooted Planning Group
IRVINE WEALTH PLANNING STRATEGIES, LLCServes this area from Corning, NY (13 mi)#3Alsworth Capital Management, LLC
ALSWORTH CAPITAL MANAGEMENT, LLCServes this area from Corning, NY (13 mi)#4Fingerlakes Wealth Management, Inc.
FINGERLAKES WEALTH MANAGEMENT, INC.Serves this area from Ithaca, NY (29 mi)#5New Horizon Financial Strategies, LLC
NEW HORIZON FINANCIAL STRATEGIES, LLCServes this area from Varna, NY (31 mi)#6Cornell Pochily Investment Advisors, Inc.
CORNELL POCHILY INVESTMENT ADVISORS, INC.Serves this area from Lansing, NY (32 mi)
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Frequently asked questions
How many retirement plan advisors serve Elmira?
We list 6 retirement plan advisors serving Elmira, NY: 0 based there and 6 serving it from nearby. 6 of the top 6 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Elmira?
The top-ranked retirement plan advisors serving Elmira, NY are Lake Road Advisors, LLC, Rooted Planning Group, Alsworth Capital Management, LLC, Fingerlakes Wealth Management, Inc. and New Horizon Financial Strategies, LLC. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Elmira are verified against official records?
6 of the top 6 match an active official record: Lake Road Advisors, LLC (U.S. Securities and Exchange Commission), Rooted Planning Group (U.S. Securities and Exchange Commission), Alsworth Capital Management, LLC (U.S. Securities and Exchange Commission), Fingerlakes Wealth Management, Inc. (U.S. Securities and Exchange Commission) and New Horizon Financial Strategies, LLC (U.S. Securities and Exchange Commission), and 1 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .