#1Water Valley Investment Advisors, Inc.
WATER VALLEY INVESTMENT ADVISORS, INC.
Serves this area from Sioux Center, IA (21 mi)
Retirement Plan Advisors in Lyon County, IA
The top-ranked retirement plan advisors serving Lyon County, IA are Water Valley Investment Advisors, Inc., Hahn Financial Group and Aspen Private Advisors, LLC. We list 6 retirement plan advisors serving Lyon County, IA. 6 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Lyon County, IA. 6 providers, 6 of the top 6 verified against federal or state records. Registry records checked on 2026-11-04.
Top 6 ranked retirement plan advisors for Lyon County
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Water Valley Investment Advisors, Inc. | SEC-registered investment adviser (CRD)#116936 | Sioux Center, IA (21 mi) | (712) 395-0764 |
| 2 | Hahn Financial Group | SEC-registered investment adviser (CRD)#169787 | Sioux Falls, SD (27 mi) | (605) 275-3600 |
| 3 | Aspen Private Advisors, LLC | SEC-registered investment adviser (CRD)#297639 | Sioux Falls, SD (28 mi) | (605) 951-9620 |
| 4 | Elgethun Capital Management | SEC-registered investment adviser (CRD)#127616 | Sioux Falls, SD (28 mi) | (605) 367-3336 |
| 5 | Sage Capital Advisors, LLC | SEC-registered investment adviser (CRD)#136577 | Sioux Falls, SD (29 mi) | (844) 279-7243 |
| 6 | Compass Financial Group, Inc | SEC-registered investment adviser (CRD)#157109 | Sioux Falls, SD (30 mi) | (605) 338-7150 |
#2Hahn Financial Group
HAHN FINANCIAL GROUP INC.Serves this area from Sioux Falls, SD (27 mi)#3Aspen Private Advisors, LLC
ASPEN PRIVATE ADVISORS, LLCServes this area from Sioux Falls, SD (28 mi)#4Elgethun Capital Management
ELGETHUN CAPITAL MANAGEMENTServes this area from Sioux Falls, SD (28 mi)#5Sage Capital Advisors, LLC
SAGE CAPITAL ADVISORS, LLCServes this area from Sioux Falls, SD (29 mi)#6Compass Financial Group, Inc
COMPASS FINANCIAL GROUP, INCServes this area from Sioux Falls, SD (30 mi)
Request quotes
Frequently asked questions
How many retirement plan advisors serve Lyon County?
We list 6 retirement plan advisors serving Lyon County, IA: 0 based there and 6 serving it from nearby. 6 of the top 6 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Lyon County?
The top-ranked retirement plan advisors serving Lyon County, IA are Water Valley Investment Advisors, Inc., Hahn Financial Group, Aspen Private Advisors, LLC, Elgethun Capital Management and Sage Capital Advisors, LLC. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Lyon County are verified against official records?
6 of the top 6 match an active official record: Water Valley Investment Advisors, Inc. (U.S. Securities and Exchange Commission), Hahn Financial Group (U.S. Securities and Exchange Commission), Aspen Private Advisors, LLC (U.S. Securities and Exchange Commission), Elgethun Capital Management (U.S. Securities and Exchange Commission) and Sage Capital Advisors, LLC (U.S. Securities and Exchange Commission), and 1 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .
Communities served
Rock Rapids, George, Inwood, Larchwood, Doon, Little Rock, Lester, Alvord