#1Avantax Planning Partners, Inc.
AVANTAX PLANNING PARTNERS, INC.
Based in Dubuque, IA
Retirement Plan Advisors in Dubuque, IA
The top-ranked retirement plan advisors serving Dubuque, IA are Avantax Planning Partners, Inc., Steele Capital Management, Inc. and The Life Group Financial Services. We list 5 retirement plan advisors serving Dubuque, IA. 5 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Dubuque, IA (Dubuque County). 5 providers, 5 of the top 5 verified against federal or state records. Registry records checked on 2026-11-04.
Top 5 ranked retirement plan advisors for Dubuque
| # | Provider | Verified records | Based in | Phone |
|---|---|---|---|---|
| 1 | Avantax Planning Partners, Inc. | SEC-registered investment adviser (CRD)#106237 | Dubuque, IA | (563) 582-2855 |
| 2 | Steele Capital Management, Inc. | SEC-registered investment adviser (CRD)#107097 | Dubuque, IA | (563) 588-2097 |
| 3 | The Life Group Financial Services | SEC-registered investment adviser (CRD)#277091 | Dubuque, IA | (563) 587-7840 |
| 4 | Stackstone Wealth, LLC | SEC-registered investment adviser (CRD)#342692 | IA | (563) 552-7000 |
| 5 | Rosemeyer Management Group | SEC-registered investment adviser (CRD)#310363 | Platteville, WI (21 mi) | (608) 348-2274 |
#2Steele Capital Management, Inc.
STEELE CAPITAL MANAGEMENT, INC.Based in Dubuque, IA#3The Life Group Financial Services
GUNCHEON FINANCIAL LLCBased in Dubuque, IA#4Stackstone Wealth, LLC
STACKSTONE WEALTH, LLCServes this area from IA#5Rosemeyer Management Group
RMG WEALTH MANAGEMENT, LLCServes this area from Platteville, WI (21 mi)
Request quotes
Frequently asked questions
How many retirement plan advisors serve Dubuque?
We list 5 retirement plan advisors serving Dubuque, IA: 3 based there and 2 serving it from nearby. 5 of the top 5 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Dubuque?
The top-ranked retirement plan advisors serving Dubuque, IA are Avantax Planning Partners, Inc., Steele Capital Management, Inc., The Life Group Financial Services, Stackstone Wealth, LLC and Rosemeyer Management Group. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Dubuque are verified against official records?
5 of the top 5 match an active official record: Avantax Planning Partners, Inc. (U.S. Securities and Exchange Commission), Steele Capital Management, Inc. (U.S. Securities and Exchange Commission), The Life Group Financial Services (U.S. Securities and Exchange Commission), Stackstone Wealth, LLC (U.S. Securities and Exchange Commission) and Rosemeyer Management Group (U.S. Securities and Exchange Commission). Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .