#1New England Capital Financial Advisors LLC
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
Serves this area from Cheshire, CT (8 mi)
Retirement Plan Advisors in Waterbury, CT
The top-ranked retirement plan advisors serving Waterbury, CT are New England Capital Financial Advisors LLC, Toomey Investment Management, Inc and Kennedy Wealth & Tax Management, LLC. We list 50 retirement plan advisors serving Waterbury, CT. 30 of the providers shown match an active record from U.S. Securities and Exchange Commission, checked on the date shown. Rankings follow our published methodology; sponsored placements never change rank.
Retirement Plan Advisors serving Waterbury, CT (Naugatuck Valley Planning Region). 50 providers, 10 of the top 10 verified against federal or state records. Registry records checked on 2026-11-04.
Top 10 ranked retirement plan advisors for Waterbury
#2Toomey Investment Management, Inc
TOOMEY INVESTMENT MANAGEMENT, INCServes this area from Wallingford, CT (14 mi)#3Kennedy Wealth & Tax Management, LLC
KENNEDY WEALTH & TAX MANAGEMENT, LLCServes this area from Southbury, CT (14 mi)#4Osaic Institutions, Inc.
OSAIC INSTITUTIONS, INC.Serves this area from Meriden, CT (15 mi)#5Heritage Capital, LLC
HERITAGE CAPITAL, LLCServes this area from Woodbridge, CT (15 mi)#6Medallion Wealth Advisors, LLC
MEDALLION WEALTH ADVISORS, LLCServes this area from Farmington, CT (16 mi)#7Mjp Wealth Advisors
MJP ASSOCIATES, INC.Serves this area from Farmington, CT (16 mi)#8Dunbar Associates, LLC
DUNBAR ASSOCIATES, LLCServes this area from Monroe, CT (18 mi)#9Pasi Investments, LLC
PASI INVESTMENTS, LLCServes this area from Farmington, CT (18 mi)#10Kreitler Financial LLC
KREITLER FINANCIAL LLCServes this area from New Haven, CT (18 mi)
20 more providers serving this area
- Knights Of Columbus Asset Advisors LLC, New Haven, CT (18 mi)
- Ganim Private Wealth, Shelton, CT (20 mi)
- Pentegra Investors, Inc., Shelton, CT (20 mi)
- Procyon, Shelton, CT (20 mi)
- Hfm Wealth Management, West Hartford, CT (21 mi)
- Yhb Investment Advisors Inc, West Hartford, CT (21 mi)
- Cooper Financial Services, Inc., Shelton, CT (21 mi)
- Tscg Investors, LLC, Simsbury, CT (22 mi)
- Hartford Investment Management Company, Hartford, CT (23 mi)
- Connecticut Capital Management Group, LLC, Milford city (balance), CT (23 mi)
- Sky Investment Group LLC, Hartford, CT (24 mi)
- Usi Advisors, Glastonbury, CT (25 mi)
- Empower Financial Advisory, LLC, Glastonbury, CT (25 mi)
- Rossmore Private Capital, LLC, Glastonbury, CT (26 mi)
- Grey Ledge Advisors, LLC, Guilford, CT (27 mi)
- Granite Islands Private Wealth, LLC, Guilford, CT (27 mi)
- Wealthshape LLC, Windsor, CT (28 mi)
- Voya Retirement Advisors, LLC, Windsor, CT (29 mi)
- Principle Wealth, Madison, CT (30 mi)
- Excel Wealth Management, LLC, Manchester, CT (30 mi)
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Frequently asked questions
How many retirement plan advisors serve Waterbury?
We list 50 retirement plan advisors serving Waterbury, CT: 0 based there and 50 serving it from nearby. 10 of the top 10 match an active federal or state record, checked on 2026-11-04.
Which retirement plan advisors serve Waterbury?
The top-ranked retirement plan advisors serving Waterbury, CT are New England Capital Financial Advisors LLC, Toomey Investment Management, Inc, Kennedy Wealth & Tax Management, LLC, Osaic Institutions, Inc. and Heritage Capital, LLC. The full ranked list, with the official records each provider matched, is on this page.
Which retirement plan advisors serving Waterbury are verified against official records?
10 of the top 10 match an active official record: New England Capital Financial Advisors LLC (U.S. Securities and Exchange Commission), Toomey Investment Management, Inc (U.S. Securities and Exchange Commission), Kennedy Wealth & Tax Management, LLC (U.S. Securities and Exchange Commission), Osaic Institutions, Inc. (U.S. Securities and Exchange Commission) and Heritage Capital, LLC (U.S. Securities and Exchange Commission), and 5 more on this page. Each badge links to the official record it matched.
How are these companies ranked?
By our published methodology: verified registrations, documented capabilities, years registered and responsiveness. Sponsored placements are shown separately and never affect rank.
What does "Verified" mean on this page?
"Verified" means we matched the provider to an active official record on the date shown; each badge links to that record. The absence of a badge only means we have not verified that item.
What is the difference between a 3(21) and a 3(38) advisor?
A 3(21) advisor recommends investments and shares fiduciary responsibility for them; a 3(38) investment manager selects and monitors the investments with discretion. The plan sponsor still chooses and monitors the advisor.
"Verified" means we matched the provider to an active official record on the date shown. The absence of a badge only means we have not verified that item. How we rank and verify. Page updated .